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Thomas Richard Kelly

Sjs Investment Services

Chicago, IL

Sylvania, OH

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Current Employers
Sjs Investment Services

6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43560 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-07-20
  • IL RA
    APPROVED
    Since 2018-07-20

Branch Locations

55 W. Monroe Suite 2540, Chicago, IL 60603 • United States

6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Christian Brothers Investment Services Chicago IL 06/2014 12/2017
Christian Brothers Investment Servcies, Inc. Chicago IL 01/2018 06/2018
Sjs Investment Services Chicago IL 06/2018 11/2020
Sjs Investment Services Chicago IL 11/2020 Present
  • 06/2014 → 12/2017
    Christian Brothers Investment Services
    Chicago, IL
  • 01/2018 → 06/2018
    Christian Brothers Investment Servcies, Inc.
    Chicago, IL
  • 06/2018 → 11/2020
    Sjs Investment Services
    Chicago, IL
  • 11/2020 → Present
    Sjs Investment Services
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-10-31
  • S63 Uniform Securities Agent State Law Examination
    2014-10-31
Designations
Other Names
  • Tom Richard Kelly

View on SEC IAPD

Other Firms

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PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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