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Thomas Richard Kelly

Sjs Investment Services

Chicago, IL

Sylvania, OH

CRD 6368826

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Employer firm

Sjs Investment Services CRD 107219

$2.94B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Sjs Investment Services

6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43560 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-07-20
  • IL RA
    APPROVED
    Since 2018-07-20

Branch Locations

55 W. Monroe Suite 2540, Chicago, IL 60603 • United States

6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Christian Brothers Investment Services Chicago IL 06/2014 12/2017
Christian Brothers Investment Servcies, Inc. Chicago IL 01/2018 06/2018
Sjs Investment Services Chicago IL 06/2018 11/2020
Sjs Investment Services Chicago IL 11/2020 Present
  • 06/2014 → 12/2017
    Christian Brothers Investment Services
    Chicago, IL
  • 01/2018 → 06/2018
    Christian Brothers Investment Servcies, Inc.
    Chicago, IL
  • 06/2018 → 11/2020
    Sjs Investment Services
    Chicago, IL
  • 11/2020 → Present
    Sjs Investment Services
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-10-31
  • S63 Uniform Securities Agent State Law Examination
    2014-10-31
Designations
  • Chartered Financial Analyst
Other Names
  • Tom Richard Kelly

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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