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Daryl Tyler Geffken

Hightower Advisors, LLC

Chicago, IL

Spokane, WA

CRD 6368747

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-06-12
  • WA RA
    APPROVED
    Since 2024-06-12

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

835 N Post St #102, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Spokane WA 07/2014 05/2024
Hightower Advisors Chicago IL 05/2024 Present
  • 07/2014 → 05/2024
    Spokane, WA
  • 05/2024 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
Other Businesses

1) SPOKANE SOUNDERS SOCCER CLUB; NON-INVESTMENT RELATED; SPOKANE, WA; NON-PROFIT; BOARD MEMBER; START 9/13/22; 8-12 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; BOARD MEMBER, HELP SET DIRECTION OF THE CLUB. 2) WHITWORTH UNIVERSITY; NON-INVESTMENT RELATED; SPOKANE, WA; UNIVERSITY/EDUCATION; BOARD MEMBER; START 8/4/23; 5 HR/MO DURINIG SECURITIES TRADING HOURS; BOARD MEMBER/VOLUNTEER. 3) Whitworth University Master of Science in Finance Planning; not investment related; 300 W Hawthorne Rd., Spokane WA 99251; University; Advisory Board Member; Part of an 18 member advisory board to help set direction of the Master of Science in Financial Planning Degree; July 17, 2025; 4hrs a month;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-21
  • S66 Uniform Combined State Law Examination
    2020-09-21

View on SEC IAPD

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