Kerrianne Creegan

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2017-03-29
MA	RA	APPROVED	2017-03-06
WV	RA	APPROVED	2017-03-06
DC	RA	APPROVED	2017-02-28
NV	RA	APPROVED	2017-02-28
GA	RA	APPROVED	2017-02-21
VT	RA	APPROVED	2017-02-21
VI	RA	APPROVED	2017-02-21
FL	RA	APPROVED	2017-02-20
ND	RA	APPROVED	2017-02-18
MT	RA	APPROVED	2017-02-17
NM	RA	APPROVED	2017-02-17
SD	RA	APPROVED	2017-02-17
UT	RA	APPROVED	2017-02-17
AL	RA	APPROVED	2017-02-16
AK	RA	APPROVED	2017-02-16
AR	RA	APPROVED	2017-02-16
CA	RA	APPROVED	2017-02-16
CO	RA	APPROVED	2017-02-16
CT	RA	APPROVED	2017-02-16
DE	RA	APPROVED	2017-02-16
HI	RA	APPROVED	2017-02-16
ID	RA	APPROVED	2017-02-16
IL	RA	APPROVED	2017-02-16
IN	RA	APPROVED	2017-02-16
IA	RA	APPROVED	2017-02-16
KS	RA	APPROVED	2017-02-16
KY	RA	APPROVED	2017-02-16
LA	RA	APPROVED	2017-02-16
ME	RA	APPROVED	2017-02-16
MD	RA	APPROVED	2017-02-16
MI	RA	APPROVED	2017-02-16
MN	RA	APPROVED	2017-02-16
MS	RA	APPROVED	2017-02-16
MO	RA	APPROVED	2017-02-16
NH	RA	APPROVED	2017-02-16
NC	RA	APPROVED	2017-02-16
OH	RA	APPROVED	2017-02-16
OK	RA	APPROVED	2017-02-16
OR	RA	APPROVED	2017-02-16
PA	RA	APPROVED	2017-02-16
PR	RA	APPROVED	2017-02-16
RI	RA	APPROVED	2017-02-16
SC	RA	APPROVED	2017-02-16
TX	RA	APPROVED	2017-02-16
VA	RA	APPROVED	2017-02-16
WA	RA	APPROVED	2017-02-16
WI	RA	APPROVED	2017-02-16
NJ	RA	APPROVED	2016-05-20

AZ RA
APPROVED

Since 2017-03-29
MA RA
APPROVED

Since 2017-03-06
WV RA
APPROVED

Since 2017-03-06
DC RA
APPROVED

Since 2017-02-28
NV RA
APPROVED

Since 2017-02-28
GA RA
APPROVED

Since 2017-02-21
VT RA
APPROVED

Since 2017-02-21
VI RA
APPROVED

Since 2017-02-21
FL RA
APPROVED

Since 2017-02-20
ND RA
APPROVED

Since 2017-02-18
MT RA
APPROVED

Since 2017-02-17
NM RA
APPROVED

Since 2017-02-17
SD RA
APPROVED

Since 2017-02-17
UT RA
APPROVED

Since 2017-02-17
AL RA
APPROVED

Since 2017-02-16
AK RA
APPROVED

Since 2017-02-16
AR RA
APPROVED

Since 2017-02-16
CA RA
APPROVED

Since 2017-02-16
CO RA
APPROVED

Since 2017-02-16
CT RA
APPROVED

Since 2017-02-16
DE RA
APPROVED

Since 2017-02-16
HI RA
APPROVED

Since 2017-02-16
ID RA
APPROVED

Since 2017-02-16
IL RA
APPROVED

Since 2017-02-16
IN RA
APPROVED

Since 2017-02-16
IA RA
APPROVED

Since 2017-02-16
KS RA
APPROVED

Since 2017-02-16
KY RA
APPROVED

Since 2017-02-16
LA RA
APPROVED

Since 2017-02-16
ME RA
APPROVED

Since 2017-02-16
MD RA
APPROVED

Since 2017-02-16
MI RA
APPROVED

Since 2017-02-16
MN RA
APPROVED

Since 2017-02-16
MS RA
APPROVED

Since 2017-02-16
MO RA
APPROVED

Since 2017-02-16
NH RA
APPROVED

Since 2017-02-16
NC RA
APPROVED

Since 2017-02-16
OH RA
APPROVED

Since 2017-02-16
OK RA
APPROVED

Since 2017-02-16
OR RA
APPROVED

Since 2017-02-16
PA RA
APPROVED

Since 2017-02-16
PR RA
APPROVED

Since 2017-02-16
RI RA
APPROVED

Since 2017-02-16
SC RA
APPROVED

Since 2017-02-16
TX RA
APPROVED

Since 2017-02-16
VA RA
APPROVED

Since 2017-02-16
WA RA
APPROVED

Since 2017-02-16
WI RA
APPROVED

Since 2017-02-16
NJ RA
APPROVED

Since 2016-05-20

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Buffalo, NY • United States

Larkin Square, 239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa, N.A.	Depew	NY	07/2015	11/2016
Hsbc Securities Usa Inc.	Depew	NY	11/2016	05/2018
Hsbc Bank Usa National Association	Depew	NY	11/2016	05/2018
Hsbc Bank Usa N. A.	Depew	NY	05/2018	Present
Hsbc Securities (Usa) Inc.	Depew	NY	05/2018	Present

07/2015 → 11/2016

Hsbc Bank Usa, N.A.

Depew, NY
11/2016 → 05/2018

Hsbc Securities Usa Inc.

Depew, NY
11/2016 → 05/2018

Hsbc Bank Usa National Association

Depew, NY
05/2018 → Present

Hsbc Bank Usa N. A.

Depew, NY
05/2018 → Present

Hsbc Securities (Usa) Inc.

Depew, NY

Other Businesses

1. The name of the other business - Rodan + Fields 2. Whether the business is investment-related - NO 3. The address of the other business - 60 Spear St Suite 600 San Francisco CA 94105 4. The nature of the other business - skincare 5. Your position - impendent consultant 6. Title -Executive Consultant 7. Relationship with the other business - employee 8. The start date of your relationship - 11/19/18 9. The approximate number of hours/month you devote to the other business 20 hours a month maximum 10. The number of hours you devote to the other business during securities trading hours - none 11. Briefly describe your duties relating to the other business - sell premium skincare and recruit consultants. 1. The name of the other business - KcreeG Krafts 2. Whether the business is investment-related - not investment related 3. The address of the other business 16 W oakwood pl buffalo ny 14214 4. The nature of the other business - making crafts and selling to friends and family. wall decoration, glasses, t-shirts ornaments, etc. 5. Your position - craft on my free time as a hobby 6. Title - crafter as a side hobby 7. Relationship with the other business - selling crafts with my sister 8. The start date of your relationship Octber 2019 9. The approximate number of hours/month you devote to the other business appoximately 20 hours a month. weekends when availalbe an perhaps in the evenings after work. 10. The number of hours you devote to the other business during securities trading hours - none. this is comepletely outside of work as a hobby 11. Briefly describe your duties relating to the other business - make crafts with a cricut machine. tshirts, glasses, home decor, ornaments etc and if friends and family are interesting making for a cost to cover time and material.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-17
S63	Uniform Securities Agent State Law Examination	2014-09-30

S65 Uniform Investment Adviser Law Examination

2016-05-17
S63 Uniform Securities Agent State Law Examination

2014-09-30