Best Investors Account Sign in
Inactive

Jennifer Michelle Lopez

Creative Planning

Overland Park, KS

Lake Worth, FL

Claim This Profile
Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-02-13
  • FL RA
    APPROVED
    Since 2017-02-13

Branch Locations

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Lake Worth, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Ft. Lauderdale FL 08/2016 01/2017
E*Trade Capital Management Llc Ft. Lauderdale FL 08/2016 01/2017
Creative Planning Delray Beach FL 01/2017 Present
  • 08/2016 → 01/2017
    E*Trade Securities Llc
    Ft. Lauderdale, FL
  • 08/2016 → 01/2017
    E*Trade Capital Management Llc
    Ft. Lauderdale, FL
  • 01/2017 → Present
    Creative Planning
    Delray Beach, FL
Previous Registrations
  • 2016-08-18 → 2017-01-26
    Harrisdirect Llc
    Fort Lauderdale, FL
    Arlington, VA
  • 2012-08-30 → 2016-08-02
    Invest Financial Corporation
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-12
S63 Uniform Securities Agent State Law Examination 2006-07-05
  • S66 Uniform Combined State Law Examination
    2016-09-12
  • S63 Uniform Securities Agent State Law Examination
    2006-07-05
Designations
Other Names
  • Jennifer Kathman
  • Jennifer M Kathman
  • Jennfier M Lopez
  • Jennifer Lopez
  • Jennifer M Kathman-Lopez
  • Jennifer Michelle Kathman-Lopez
  • Jennifer Kathman-Lopez

View on SEC IAPD

Other Firms

MARINER
MARINER INDEPENDENT
MARINER WEALTH
MARINER
PCG WEALTH MANAGEMENT
MARINER ADVISOR NETWORK
ASPEN PRIVATE CREDIT MANAGER, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

ALANA DENNEY SCOTT
MARK RICHARD VLASIC
MATTHEW DOUGLAS FISHER
LISA BRINIG
KATRINA DELORES RADENBERG
JAMES KENNETH VIERS
DEANN MICHELE ELMORE
BRETT CHRISTOPHER KUNSHEK

Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS

More in Overland Park, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor