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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 03/2014 | 09/2016 |
| J.P. Morgan Securities Llc | Houston | TX | 10/2016 | 08/2018 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 10/2016 | 09/2018 |
| Morgan Stanley | Houston | TX | 09/2018 | 01/2022 |
| Jp Morgan Chase Bank, N.A. | Sugar Land | TX | 01/2022 | Present |
| J.P. Morgan Securities Llc | Sugar Land | TX | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-30 |
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