Mark James Kinney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 05/2019
  Thrivent Investment Management Inc
  Spokane, WA
• 02/2015 → 05/2019
  Thrivent Financial
  Appleton, WI
• 05/2019 → 09/2022
  Cuso Financial Sevices, L.P.
  San Diego, CA
• 05/2019 → 09/2022
  Numerica Credit Union
  Spokane, WA
• 09/2022 → 02/2023
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2022 → 02/2023
  Cetera Investment Advisers Llc
  Spokane, WA
• 02/2023 → Present
  Boeing Employee Credit Union
  Spokane, WA
• 02/2023 → Present
  Lpl Financial Llc
  Spokane, WA

Previous Registrations

• 2022-09-16 → 2023-01-13
  Cetera Investment Advisers Llc
  Spokane, WA
• 2019-12-23 → 2022-09-16
  Cuso Financial Services, L.P.
  Spokane, WA
  Spokane, WA
  Spokane, WA
  Spokane, WA
  Portland, OR
  Spokane Valley, WA
  San Diego, CA

Other Businesses

1) 02/06/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-12-23
• S63 Uniform Securities Agent State Law Examination
  2014-11-21