Best Investors Account Sign in

Victoria Nell Nabaggala

Ameriprise Financial Services, LLC

Boca Raton, FL

Boca Raton, FL

CRD 6368247

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-26
FL RA APPROVED 2025-08-05
  • TX RA
    APPROVED
    Since 2026-03-26
  • FL RA
    APPROVED
    Since 2025-08-05

Branch Locations

Boca Raton, FL • United States

1875 Nw Corporate Blvd., Ste. 210, Boca Raton, FL 33431-8550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 07/2014 09/2016
Wedbush Securities Inc. Waltham MA 09/2016 11/2016
Lime Trading Corp. Nyc NY 12/2020 04/2025
Lightspeed Financial Services Group Nyc NY 12/2016 12/2020
Ameriprise Financial Services, Llc Boca Raton FL 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-03
  • S66 Uniform Combined State Law Examination
    2016-03-03
Designations
  • Certified Financial Planner
Other Names
  • Victoria Nell Nabaggala
  • Victoria Nabaggala

View on SEC IAPD

More in Boca Raton, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor