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Thomas Alexander Banks

Commonwealth Financial Network

Waltham, MA

Salem, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-05-15
  • MA RA
    APPROVED
    Since 2017-05-15

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Salem, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-27
  • S66 Uniform Combined State Law Examination
    2017-03-27

View on SEC IAPD

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