Hector Trujillo Gutierrez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 06/2022
  Ubs Financial Services Inc
  New York, NY
• 06/2022 → Present
  Jpmorgan Chase Bank Na
  Houston, TX
• 06/2022 → Present
  Jpmorgan Securities Llc
  Houston, TX
• 08/2025 → Present
  Trio Nexus Llc
  Houston, TX

Previous Registrations

• 2018-07-05 → 2022-06-21
  Ubs Financial Services Inc.
  New York, NY
  Weehawken, NJ

Other Businesses

Entity Name: Trio Nexus LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner of an LLC to invest in real estate. No investments have been made yet

Exams

• S66 Uniform Combined State Law Examination
  2018-06-30

Other Names

• Hector T Gutierrez
• Hector Trujillo
• Hector Trujillo Gutierrez