Dominic James Corso

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-08-07
TX	RA	APPROVED	2026-08-07

OH RA
APPROVED

Since 2026-08-07
TX RA
APPROVED

Since 2026-08-07

Branch Locations

8544 Hickory Hill Drive, Poland, OH 44514 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Canfield	OH	07/2014	08/2026
Bank Of America, N.A.	Canfield	OH	07/2020	08/2026
Rockefeller Financial Llc	Poland	OH	08/2026	Present

07/2014 → 08/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Canfield, OH
07/2020 → 08/2026

Bank Of America, N.A.

Canfield, OH
08/2026 → Present

Rockefeller Financial Llc

Poland, OH

Previous Registrations

2015-04-02 → 2026-08-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH

Canfield, OH

Columbus, OH

Columbus, OH

Other Businesses

Onward Enterprises LLC; Non-investment related; Columbus, OH; Biking; Owner; 09/13/2018; 4 hours per month; 0 hours during trading hours; Biking accessories.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-01

S66 Uniform Combined State Law Examination

2015-04-01

View on SEC IAPD