Christopher Joseph Lopez

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-03-13

FL RA
APPROVED

Since 2015-03-13

Branch Locations

Miami Springs, FL • United States

Citi Private Bank 388 Greenwich Street, Trading - 5Th Floor, New York, NY 10013 • United States

Citi Private Bank 201 S. Biscayne Blvd, Fl 31 Ste 3100 & Fl 33 Ste 3, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	Miami	FL	06/2014	Present

06/2014 → Present

Citigroup

Miami, FL

Other Businesses

Real Estate - Miami Springs, FL; Investment related; Affiliation began 8/15/19; Title/Duties: Member/Manager; 0 hours devoted during trading hours; 50 hours devoted each month outside of trading hours. EHLZ DVM Services LLC; Veterinary Services; Not investment-related; Miami Springs, FL; Affiliation started on 08/17/2020; Title: Manager; Duties: Managing decisions and consultation for business growth; 0 hours devoted each month during securities hours; 100 hours devoted each month outside securities trading hours. OA name: CSL Investment Group LLC, Nature: Real Estate (Investment-related: Yes, Location: Miami, FL, started 08/15/2019), Title: Member/Manager, Duties: Member/Manager, Hours: (0 during trading hours/month, 41+ during non-trading hours/month).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-10

S66 Uniform Combined State Law Examination

2015-03-10