Aaron Michael Galloway

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Greenville, SC
• 11/2016 → 04/2017
  Wells Fargo Clearing Services, Llc
  Greenville, SC
• 04/2017 → Present
  Raymond James & Associates, Inc
  Greenville, SC

Previous Registrations

• 2016-03-31 → 2017-04-25
  Wells Fargo Clearing Services, Llc
  Greenville, SC

Other Businesses

(1)Name of Business: Four Thirteen Holdings, LLC Address: 102 Holly Crest Cir., Simpsonville, SC, 29681, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/18/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC established for the design, manufacture, marketing, and sale of goods/products. (2)Name of Business: Holland Park Church Address: 1131 Holland Rd, Simpsonville, SC, 29681, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 04/21/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To compile and disseminate financial data and report to church leadership to aid in their decision making. Create budgeting data, and oversee the church bookkeper.

Exams

• S66 Uniform Combined State Law Examination
  2016-03-31