Brooks Matthew Wallington

Current Employers

Employment History

• 11/2015 → 06/2017
  Principal Life Insurance Company
  St Petersburg, FL
• 11/2015 → 06/2017
  Princor Financial Services Corporation
  St Petersburg, FL
• 06/2017 → Present
  Lpl Financial Llc
  St Petersburg, FL
• 07/2017 → Present
  Psi Advisors Llc
  St. Petersburg, FL

Previous Registrations

• 2019-02-13 → 2025-02-05
  Psi Advisors, Llc
  St. Petersburg, FL
  St Petersburg, FL
• 2017-07-05 → 2018-12-31
  Psi Advisors, Llc
  St. Petersburg, FL
• 2015-12-01 → 2017-07-10
  Principal Securities, Inc.
  St Petersburg, FL
  Ste Petersburg, FL
  Tampa, FL
• 2014-06-04 → 2015-11-23
  Msi Financial Services, Inc.
  Tampa, FL
  St. Petersburg, FL
  Fort Lauderdale, FL
• 2013-03-18 → 2014-05-29
  Pruco Securities, Llc.
  Tampa, FL
  St. Petersburg, FL
• 2012-02-27 → 2013-03-05
  Synovus Securities, Inc.
  Tampa, FL
  Columbus, GA
  St. Petersburg, FL
  Clearwater, FL
• 2008-03-28 → 2012-02-03
  Fifth Third Securities, Inc.
  Tampa, FL
  Tampa, FL
  Tampa, FL
  Tampa, FL
  Tampa, FL
  Tampa, FL
  Wesley Chapel, FL
  Wesley Chapel, FL
  St Petersburg, FL
  Tampa, FL
  Tampa, FL
  Odessa, FL
  Tampa, FL
  Tampa, FL
  Clearwater, FL
  Treasure Island, FL
  Lutz, FL
  Largo, FL

Other Businesses

1) 06/26/2017 - HUGHES & WALLINGTON FINANCIAL GROUP LLC - Business Entity For Tax/Investment Purposes Only - USED FOR ACCOUNTING PURPOSES TO PAY OWNERS SHARE % BASED ON REVENUE GENERATED THROUGH DBA - inv rel - at reported business location(s) - start: 8/23/2013 - 4 hr/mth 2) 06/27/2017 - HUGHES & WALLINGTON INVESTMENT MANAGEMENT - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 8/23/2013 - 160 hr/mth 3) 07/05/2017 -PSI ADVISORS LLC-investment related- At reported business location(s)- Registered Investment Advisor Hybrid-start 6/30/2017-Hours per month 160/ hours during trading 8- Time spent percent 95%- I provide investment advisory services through PSI Advisors, LLC, an independent investment advisor firm. I started this business activity in July 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 07/02/2019 - HUGHES & WALLINGTON INVESTMENT MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2019 - 160 Hours Per Month/130 Hours During Securities Trading. 5) 08/13/2025 - H&W Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date: 08/07/2025 - 160 Hours Per Month/35 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-26
• S63 Uniform Securities Agent State Law Examination
  2006-06-29