Christopher Kadowaki

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 01/2017
  Measured Wealth Private Client Group, Llc
  Boca Raton, FL
• 08/2020 → 02/2021
  Dougherty & Associates, Llc
  Spring Hill, FL
• 11/2018 → 08/2020
  Dougherty & Associates, Llc
  Spring Hill, FL
• 01/2017 → 11/2018
  Wrathell, Hunt, And Associates
  Boca Raton, FL
• 03/2021 → 05/2022
  Narrow Path Financial Inc.
  Fort Collins, CO
• 03/2021 → 05/2022
  Dority And Associates
  Fort Collins, CO
• 05/2022 → 09/2023
  Facet Wealth, Inc.
  Baltimore, MD
• 10/2022 → 09/2023
  Facet Wealth, Inc.
  Baltimore, MD
• 10/2023 → Present
  Avantax Planning Partners, Inc.
  Dallas, TX
• 10/2023 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 09/2023 → 09/2025
  Avantax Investment Services
  Dallas, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-11-06 → 2025-09-05
  Avantax Advisory Services
  Erie, CO
  Dallas, TX
• 2022-10-06 → 2023-10-03
  Facet
  Lafayette, CO
  West Palm Beach, FL
• 2021-03-08 → 2022-05-13
  Narrow Path Financial Inc.
  Fort Collins, CO
  Dunedin, FL
• 2020-09-14 → 2021-04-13
  Dougherty Investment Advisors
  Spring Hill, FL
• 2014-08-06 → 2014-12-05
  Plante Moran Financial Advisors
  Auburn Hills, MI

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-03

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Christopher Kenneth Kadowaki