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Kevin Michael Doyle

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-18
  • NC RA
    APPROVED
    Since 2023-10-18

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2015 09/2019
E*Trade Securities Llc Charlotte NC 09/2019 07/2023
E*Trade Capital Management, Llc Charlotte NC 09/2019 07/2023
Harrisdirect Llc Charlotte NC 09/2019 07/2023
Tiaa Charlotte NC 10/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 10/2023 Present
  • 08/2015 → 09/2019
    Axa Advisors, Llc
    New York, NY
  • 09/2019 → 07/2023
    E*Trade Securities Llc
    Charlotte, NC
  • 09/2019 → 07/2023
    E*Trade Capital Management, Llc
    Charlotte, NC
  • 09/2019 → 07/2023
    Harrisdirect Llc
    Charlotte, NC
  • 10/2023 → Present
    Tiaa
    Charlotte, NC
  • 10/2023 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
Previous Registrations
  • 2019-10-03 → 2023-08-15
    Harrisdirect Llc
    Arlington, VA
    Charlotte, NC
    Lindenhurst, NY
    Charlotte, NC
  • 2016-09-07 → 2019-10-03
    Equitable Advisors, Llc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-30
S63 Uniform Securities Agent State Law Examination 2014-08-13
  • S65 Uniform Investment Adviser Law Examination
    2016-08-30
  • S63 Uniform Securities Agent State Law Examination
    2014-08-13
Other Names
  • Kevin Michael Doyle
  • Kevin Michael Doyle
  • Kevin M Doyle

View on SEC IAPD

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