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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-13 |
| IN | RA | APPROVED | 2020-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Capital Corp. | Indianapolis | IN | 08/2014 | 11/2016 |
| Unemployed | Greenfield | IN | 12/2016 | 05/2017 |
| American United Life | Indianapolis | IN | 06/2017 | 10/2017 |
| Oneamerica Securities | Indianapolis | IN | 07/2017 | 10/2017 |
| Unemployed | Greenfield | IN | 10/2017 | 01/2018 |
| Regions Bank | Indianapolis | IN | 01/2018 | 12/2019 |
| Cetera Investment Advisers Llc | Indianapolis | IN | 01/2018 | 12/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2018 | 12/2019 |
| First Merchants Investment Services | New Castle | IN | 01/2020 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 01/2020 | Present |
| Cetera Investment Advisers Llc | New Castle | IN | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-25 |
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