Adam James Stoeppler

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 07/2022
  National Securities Corporation
  Chicago, IL
• 01/2022 → Present
  B. Riley Wealth Advisors
  Chicago, IL
• 07/2022 → Present
  B. Riley Wealth Management
  Chicago, IL

Other Businesses

1) B. RILEY WEALTH INSURANCE CORPORATION; INVESTMENT-RELATED; FIXED INSURANCE SALES; INVESTMENT EXECUTIVE; 200 S WACKER ST STE 700 CHICAGO IL 60606; 10 HRS/ MONTH, 10 DURING SECURITIES TRADING HRS. 2) JBT WEALTH MANAGEMENT; INVESTMENT RELATED; 200 S WACKER ST STE 700 CHICAGO IL 60606; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 1/2023; 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-03
• S63 Uniform Securities Agent State Law Examination
  2015-10-16

Other Names

• Adam Stoeppler