Anne Marie Perley

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 05/2022
  Rbc Capital Markets, Llc.
  Portland, ME
• 06/2014 → 11/2017
  Tiaa
  Portland, ME
• 06/2022 → 03/2024
  Robinson Smith Wealth Advisors, Llc
  Portland, ME
• 04/2024 → Present
  Tiaa
  Portland, ME
• 04/2024 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Portland, ME

Previous Registrations

• 2022-07-27 → 2024-03-19
  Robinson Smith Wealth Advisors, Llc
  South Portland, ME
• 2018-06-18 → 2022-06-14
  Rbc Capital Markets, Llc
  Portland, ME

Other Businesses

(1) NOTARY PUBLIC POSITION: notary public NATURE: notary public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 4 City Center, 2nd Floor, Portland ME 04101, United States DESCRIPTION: Notary public for non TIAA business if asked (2) STAND UP COMEDIAN POSITION: comic NATURE: Perform comedy on an ad hoc basis including stand up, improv, social media and television. Could potentially be compensated, on occasion, and may vary from $10-40 per show. Larger shows with more well known names could potentially pay more but there is no expectation of regular compensation nor regularity of amount. This is a hobby that is done approx 2 hours per week during personal time INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2025 ADDRESS: Home Address, Portland ME 04103, United States DESCRIPTION: comedy

Exams

• S66 Uniform Combined State Law Examination
  2018-06-05

Other Names

• Anne Marie Perley
• Annie Dandy
• Anne Marie Dandy
• Annie Perley
• Anne M Perley