Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-02-05
  • WI RA
    APPROVED
    Since 2024-02-05

Branch Locations

500 Third Street, Wausau, WI 54403 • United States

Wausau, WI • United States

734 Fifth Avenue, Antigo, WI 54409 • United States

900 E Main St, Merrill, WI 54452 • United States

7 North Brown Street, Rhinelander, WI 54501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hermening Financial Group Wausau WI 07/2014 03/2020
Wausau Area Softball Association Wausau WI 05/2016 08/2019
Blr Further Marshfield WI 08/2017 08/2018
Lpl Financial Wausau WI 02/2024 Present
Bmo Investment Services Wausau WI 02/2024 Present
Hermening Financial Group Wausau WI 04/2020 02/2024
  • 07/2014 → 03/2020
    Hermening Financial Group
    Wausau, WI
  • 05/2016 → 08/2019
    Wausau Area Softball Association
    Wausau, WI
  • 08/2017 → 08/2018
    Blr Further
    Marshfield, WI
  • 02/2024 → Present
    Lpl Financial
    Wausau, WI
  • 02/2024 → Present
    Bmo Investment Services
    Wausau, WI
  • 04/2020 → 02/2024
    Hermening Financial Group
    Wausau, WI
Previous Registrations
Other Businesses

1- 02/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-24
  • S66 Uniform Combined State Law Examination
    2019-07-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wausau, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor