Katey Roskopf

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2022
  Lpl Financial, Llc
  Appleton, WI
• 06/2016 → 03/2022
  Verve Credit Union
  Appleton, WI
• 04/2022 → Present
  Stifel Nicolaus & Co Inc
  West Bend, WI

Previous Registrations

• 2016-06-06 → 2022-03-30
  Lpl Financial Llc
  Appleton, WI
  Fond Du Lac, WI
  Fon Du Lac, WI
  Neenah, WI
  Neenah, WI
  Brillion, WI
  Two Rivers, WI
  Oshkosh, WI
  Sherwood, WI
• 2012-10-01 → 2016-06-13
  J.P. Morgan Securities Llc
  Oshkosh, WI
  Oshkosh, WI
• 2010-03-16 → 2012-10-01
  Chase Investment Services Corp.
  Oshkosh, WI
  West Bend, WI
  Neenah, WI
  Oshkosh, WI

Other Businesses

1. Lomira Area Education Enrichment Foundation; 1030 4th St Lomira WI 53048; Provides funding for grants and scholarships; General board member; Voting on proposed grants that are submitted; 09/26/2025; 1 hr/month; Not during security trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2010-03-10
• S63 Uniform Securities Agent State Law Examination
  2006-06-28

Other Names

• Katey Lynn Heilman