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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-19 |
| WI | RA | APPROVED | 2022-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Appleton | WI | 06/2016 | 03/2022 |
| Verve Credit Union | Appleton | WI | 06/2016 | 03/2022 |
| Stifel Nicolaus & Co Inc | West Bend | WI | 04/2022 | Present |
1. Lomira Area Education Enrichment Foundation; 1030 4th St Lomira WI 53048; Provides funding for grants and scholarships; General board member; Voting on proposed grants that are submitted; 09/26/2025; 1 hr/month; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-28 |
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