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Sean Patrick Mahoney

Beacon Pointe Advisors, LLC

Newport Beach, CA

Scottsdale, AZ

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-12-22
  • AZ RA
    APPROVED
    Since 2021-12-22

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

6263 N Scottsdale Road Suite 295, Scottsdale, AZ 85250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Advisors, Llc Scottsdale AZ 10/2021 Present
Stonegate Capital Advisors Scottsdale AZ 09/2017 09/2021
Bmo Harris Bank Tempe AZ 08/2012 08/2017
  • 10/2021 → Present
    Beacon Pointe Advisors, Llc
    Scottsdale, AZ
  • 09/2017 → 09/2021
    Stonegate Capital Advisors
    Scottsdale, AZ
  • 08/2012 → 08/2017
    Bmo Harris Bank
    Tempe, AZ
Previous Registrations
  • 2018-07-18 → 2021-11-18
    Stonegate Capital Advisors, Llc
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-07
S63 Uniform Securities Agent State Law Examination 2006-05-31
  • S65 Uniform Investment Adviser Law Examination
    2018-05-07
  • S63 Uniform Securities Agent State Law Examination
    2006-05-31
Other Names
  • Sean P. Mahoney
  • Sean Mahoney

View on SEC IAPD

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