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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-12-01 |
| AL | RA | APPROVED | 2022-11-30 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
3918 Montclair Rd Suite 216, Mountain Brook, AL 35213 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Financial Services, Inc | Birmingham | AL | 10/2015 | 04/2017 |
| Stonex Financial Inc. | Birmingham | AL | 07/2017 | 10/2022 |
| Sterne, Agee, And Leach, Inc. | Birmingham | AL | 04/2017 | 07/2017 |
| Stonex Group Inc | New York | NY | 07/2016 | 10/2022 |
| Stonex Securities Inc. | Birmingham | AL | 10/2022 | Present |
| Stonex Advisors Inc. | Birmingham | AL | 10/2022 | Present |
1. Winkler Hiznay & Associates - 3918 Montclair Road Suite 216 Mountain Brook, AL 35213 Nature of Business: This is the name that I operate under for my StoneX Wealth Management business. Investments, Fund Direct, Annuities, 529 Investment Related: Yes Business Position: Owner - Registered Rep Business Duties: This is the business name I use to run my independent rep business through StoneX Wealth Management Business Start Date: 06/12/2025 Approximately 160 hours spent on this OBA monthly, with 30 spent during market hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-30 |
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