Tony S Choi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 09/2020
  Edward Jones
  St Louis, MO
• 09/2020 → 02/2023
  Commonwealth Financial Network
  Waltham, MA
• 02/2023 → Present
  Lpl Financial Llc
  Fort Wayne, IN

Previous Registrations

• 2020-09-28 → 2023-02-15
  Commonwealth Financial Network
  Fort Wayne, IN
  Waltham, MA
• 2014-11-14 → 2020-09-29
  Edward Jones
  St Louis, MO
  Fort Wayne, IN
  New Haven, IN
  Butler, IN
  Fort Wayne, IN
  Butler, IN

Other Businesses

1) 02/01/2023 - Tony Choi Investment Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 02/01/2023 - Non-Variable Insurance - Selling: Term, Universal Life - Fort Wayne, IN 46835 - Investment related - 2 Hours per month - Start date: 09/28/2020. 3) 12/18/2025-Thrive Choice-President-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 01/01/2026 4) 04/13/2026 - TC INVESTMENTS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2026 - 130 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2014-09-19

Other Names

• Suk Woo Choi