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Joshua Duane Burrows

Wells Fargo Clearing Services, LLC

Charlotte, NC

Concord, NC

CRD 6366513

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-08
NC RA APPROVED 2017-12-07
  • TX RA
    APPROVED
    Since 2018-01-08
  • NC RA
    APPROVED
    Since 2017-12-07

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Charlotte NC 06/2014 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-07
S63 Uniform Securities Agent State Law Examination 2014-08-04
  • S66 Uniform Combined State Law Examination
    2017-12-07
  • S63 Uniform Securities Agent State Law Examination
    2014-08-04
Other Names
  • Joshua Burrows

View on SEC IAPD

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MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
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