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Pamela Pena

Sequoia Financial Group, L.L.C.

Akron, OH

Hilton Head Island, SC

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Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-07-12
  • SC RA
    APPROVED
    Since 2023-07-12

Branch Locations

3500 Embassy Parkway, Akron, OH 44333 • United States

23B Shelter Cove Lane, Unit 201, Hilton Head Island, SC 29928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carson Wealth Management Omaha NE 01/2015 01/2017
Lpl Financial, Llc Omaha NE 06/2015 01/2017
Cetera Advisor Networks Llc El Segundo CA 01/2017 11/2019
U.S. Bancorp Investments, Inc. Omaha NE 11/2019 10/2021
Fisher Investments Tampa FL 10/2021 06/2023
Sequoia Financial Group Hilton Head SC 07/2023 Present
  • 01/2015 → 01/2017
    Carson Wealth Management
    Omaha, NE
  • 06/2015 → 01/2017
    Lpl Financial, Llc
    Omaha, NE
  • 01/2017 → 11/2019
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 11/2019 → 10/2021
    U.S. Bancorp Investments, Inc.
    Omaha, NE
  • 10/2021 → 06/2023
    Fisher Investments
    Tampa, FL
  • 07/2023 → Present
    Sequoia Financial Group
    Hilton Head, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-27
  • S66 Uniform Combined State Law Examination
    2015-01-27
Designations
Other Names
  • Pamela Pena Serrano

View on SEC IAPD

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KEVIN JAMES BAUER
WILLIAM THOMAS MAWBY
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MICHAEL LEE LALLATHIN
VICTORIA LOUISE ELLINGER
RONALD GREGORY FLOWERS
SEAN MICHAEL HOUSTON
JOSEPH PAUL D'ANNIBALLE

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CETERA INVESTMENT ADVISERS LLC · AKRON, OH
ON INVESTMENT MANAGEMENT CO · AKRON, OH
CONCURRENT INVESTMENT ADVISORS, LLC · Akron, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Fairlawn, OH
CETERA INVESTMENT ADVISERS LLC · FAIRLAWN, OH
VALMARK ADVISERS, INC. · Akron, OH
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