Pamela Pena

Employer firm

Sequoia Financial Group, L.l.c. CRD 117756

$32.2B regulatory AUM 100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 01/2017
  Carson Wealth Management
  Omaha, NE
• 06/2015 → 01/2017
  Lpl Financial, Llc
  Omaha, NE
• 01/2017 → 11/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 11/2019 → 10/2021
  U.S. Bancorp Investments, Inc.
  Omaha, NE
• 10/2021 → 06/2023
  Fisher Investments
  Tampa, FL
• 07/2023 → Present
  Sequoia Financial Group
  Hilton Head, SC

Previous Registrations

• 2021-10-18 → 2023-06-15
  Fisher Investments
  Tampa, FL
  Plano, TX
• 2019-11-04 → 2021-10-08
  U.S. Bancorp Investments, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Bellevue, NE
  Omaha, NE
  Omaha, NE
• 2015-07-31 → 2019-11-07
  Cwm, Llc
  Omaha, NE

Exams

• S66 Uniform Combined State Law Examination
  2015-01-27

Designations

• Certified Financial Planner

Other Names

• Pamela Pena Serrano