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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-31
CT RA APPROVED 2022-10-07
  • TX RA
    APPROVED
    Since 2022-10-31
  • CT RA
    APPROVED
    Since 2022-10-07

Branch Locations

14 High Ridge Rd, Stamford, CT 06905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Wilton CT 06/2014 07/2017
Jpmorgan Securities Llc Wilton CT 06/2014 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 07/2017 Present
Bank Of America N.A Stanford CT 07/2017 Present
Other Businesses

L'air Beauty Studio LLCnon-investment related business Stamford, CT 06905Permanent Makeup StudioI am a member of the LLCNon managing memberFeb 20201 hour per month0 hours during security trading hoursThe business is owned and run by my wife. Occasionally, I helped her setting up bill payments for the business. I*3034294, Entity Type: , Name of OBA: J A R, Address: Norwalk, Connecticut, 06855, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/18/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-23
S63 Uniform Securities Agent State Law Examination 2014-08-08
  • S66 Uniform Combined State Law Examination
    2022-09-23
  • S63 Uniform Securities Agent State Law Examination
    2014-08-08
Other Names
  • Gingo Alfieri Ruiz Levaggi
  • Gingo Alfieri Ruiz

View on SEC IAPD

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