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44 S Vail Ave, Suite 103, Arlington Heights, IL 60005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-06-12 |
| TX | RA | APPROVED | 2019-08-09 |
| IL | RA | APPROVED | 2019-07-10 |
Branch Locations
44 S Vail Ave, Suite 103, Arlington Heights, IL 60005 • United States
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-04 |
| IL | RA | APPROVED | 2015-09-22 |
Branch Locations
44 S Vail Ave. Suite 103, Arlington Heights, IL 60005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2015 | 06/2020 |
| Baldwin Financial Advisors, Llc | Arlington Heights | IL | 12/2014 | 06/2019 |
| Baldwin Financial Advisors, Llc | Arlington Heights | IL | 07/2019 | Present |
| Equitable Advisors, Llc | New York | NY | 03/2015 | Present |
BALDWIN FINANCIAL, LLC, REGISTERED INVESTMENT ADVISOR, 160 HRS PER MO., START 07.2019.SHERIDAN ROAD ALUMNI ASSOCIATION SACRED HEART ACADEMY AND HARDEY PREP, BOARD MEMBER, 3 HRS PER MO., START 05.2019.DEPAUW UNIVERSITY ALUMNI ASSOCIATION, BOARD OF DIRECTOR, 2 HRS PER MO., START 08.2019.AMERICA ISREAL CHAMBER OF COMMERCE CHICAGO, DIRECTOR/BOARD MEMBER, 1 HR PER MO., START 07.2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-14 |
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