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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-07-10 |
| TX | RA | APPROVED | 2017-07-07 |
Branch Locations
2152 E Copper Ave Suite 105A, Fresno, CA 93730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fresno | CA | 05/2006 | 07/2017 |
| Raymond James Financial Services, Inc. | Fresno | CA | 07/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Fresno | CA | 07/2017 | Present |
| Stanton & Castleton, Inc. | Fresno | CA | 12/2017 | Present |
(1)Name of Business: Stanton & Castleton, Inc. Address: 2152 E Copper Ave Ste 105A, Fresno, CA, 93730, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: N/A (2)Name of Business: Sunnyside Country Club - Finance Committee Address: 5704 E. Butler Ave, Fresno, CA, 93727, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: Yes Start Date: 01/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend monthly committee meetings where we review the financials of each department for the previous month, quarter, year and years. Identify and discuss cost savings as well as future expenditures.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-28 |
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