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Katalin Maria Orban

LPl Financial LLC

Woburn, MA

CRD 6366149

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-03
MA RA APPROVED 2019-12-13
NH RA APPROVED 2018-01-11
  • TX RA
    APPROVED_RES
    Since 2024-12-03
  • MA RA
    APPROVED
    Since 2019-12-13
  • NH RA
    APPROVED
    Since 2018-01-11

Branch Locations

100 Trade Center G700 Ofc 732, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Woburn MA 03/2015 12/2017
Foresters Advisory Services Llc Woburn MA 08/2017 12/2017
Lpl Financial Llc Woburn MA 01/2018 Present
  • 03/2015 → 12/2017
    Foresters Financial Services
    Woburn, MA
  • 08/2017 → 12/2017
    Foresters Advisory Services Llc
    Woburn, MA
  • 01/2018 → Present
    Lpl Financial Llc
    Woburn, MA
Previous Registrations
  • 2017-08-22 → 2018-01-17
    Foresters Advisory Services, Llc
    Woburn, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-12
S63 Uniform Securities Agent State Law Examination 2014-08-15
  • S66 Uniform Combined State Law Examination
    2017-08-12
  • S63 Uniform Securities Agent State Law Examination
    2014-08-15
Other Names
  • Katalin Orban

View on SEC IAPD

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