Brendan Michael Maloy

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Insight Financial Horizons
  Danvers, MA
• 03/2015 → Present
  Commonwealth Financial Network
  Waltham, MA

Other Businesses

1. Fixed insurance sales; as of 6/15/2021; 5% of time spent during business hours; conducted at branch location; investment related. 2. Owner, Maloy Wealth Management, Inc., a private entity established to facilitate securities, advisory, and insurance business; as of 09/30/2021; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2015-09-24