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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| MA | RA | APPROVED | 2015-10-05 |
Branch Locations
150A Andover Street Suite 4B, Danvers, MA 01923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insight Financial Horizons | Danvers | MA | 06/2014 | Present |
| Commonwealth Financial Network | Waltham | MA | 03/2015 | Present |
1. Fixed insurance sales; as of 6/15/2021; 5% of time spent during business hours; conducted at branch location; investment related. 2. Owner, Maloy Wealth Management, Inc., a private entity established to facilitate securities, advisory, and insurance business; as of 09/30/2021; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-24 |
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