Jeffrey Jay Ruck

Stifel, Nicolaus & Company, Incorporated

CRD 6365731

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2020-11-23

IL RA
APPROVED

Since 2020-11-23

Branch Locations

70 West Madison Street Suite 2500, Chicago, IL 60602 • United States

14850 North Scottsdale Road Suite 450, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Financial Corp	St. Louis	MO	10/2015	08/2019
Stifel Financial Corp	Chicago	IL	08/2019	Present

10/2015 → 08/2019

Stifel Financial Corp

St. Louis, MO
08/2019 → Present

Stifel Financial Corp

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-20

S66 Uniform Combined State Law Examination

2020-11-20

View on SEC IAPD

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Nearby Investors

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Nearby Offices

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More in Chicago, IL

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