Toya Renee Pollard

Current Employers

Employment History

• 06/2014 → 11/2016
  Wells Fargo Advisors
  Charlotte, NC
• 11/2016 → 05/2021
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 05/2021 → Present
  Principal Life Insurance Company
  Charlotte, NC
• 05/2021 → Present
  Principal Securities Inc
  Charlotte, NC
• 06/2024 → Present
  Principal Advised Services
  Charlotte, NC

Other Businesses

**PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/17/2021 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Connection Manager NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. Investment Adviser Representative of a Registered Investment Adviser that facilitates investment advice to its customers. Compensation is from combined role with Principal on behalf of the Principal Securities, Principal Bank and Principal Advised Services entities.

Exams

• S66 Uniform Combined State Law Examination
  2024-07-17
• S63 Uniform Securities Agent State Law Examination
  2014-08-04

Other Names

• Toya R Pollard