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Katrina M Warkoczewski

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Baltimore, MD

Hunt Valley, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-02
MD RA APPROVED 2017-06-19
  • TX RA
    APPROVED_RES
    Since 2022-02-02
  • MD RA
    APPROVED
    Since 2017-06-19

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Baltimore, MD • United States

11333 Mccormick Rd Ci Client Management, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-16
  • S66 Uniform Combined State Law Examination
    2017-06-16
Other Names
  • Katrina Marie Warkoczewski

View on SEC IAPD

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