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Shawn Michael O'BRien

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-10-06
NC RA APPROVED 2025-10-03
  • SC RA
    APPROVED
    Since 2025-10-06
  • NC RA
    APPROVED
    Since 2025-10-03

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 06/2014 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 03/2021
Mutual Of Omaha Investment Services Charlotte NC 03/2021 05/2022
Mutual Of Omaha Insurance Company Charlotte NC 03/2021 05/2022
Foreside Financial Services, Llc Charlotte NC 07/2022 08/2022
Stepstone Conversus, Llc Charlotte NC 06/2022 08/2022
Wells Fargo Clearing Services Charlotte NC 06/2023 09/2025
Wells Fargo Bank, N. A. Charlotte NC 08/2022 09/2025
Lpl Financial Llc Fort Mill SC 09/2025 Present
  • 06/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Charlotte, NC
  • 11/2016 → 03/2021
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 03/2021 → 05/2022
    Mutual Of Omaha Investment Services
    Charlotte, NC
  • 03/2021 → 05/2022
    Mutual Of Omaha Insurance Company
    Charlotte, NC
  • 07/2022 → 08/2022
    Foreside Financial Services, Llc
    Charlotte, NC
  • 06/2022 → 08/2022
    Stepstone Conversus, Llc
    Charlotte, NC
  • 06/2023 → 09/2025
    Wells Fargo Clearing Services
    Charlotte, NC
  • 08/2022 → 09/2025
    Wells Fargo Bank, N. A.
    Charlotte, NC
  • 09/2025 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-09
  • S66 Uniform Combined State Law Examination
    2014-09-09
Other Names
  • Shawn Michael Obrien
  • Shawn M Obrien

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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