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Julian Montaque-Williams

Td Private Client Wealth LLC

New York, NY

New York, NY

CRD 6365292

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Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-18
NJ RA APPROVED 2022-09-15
CT RA APPROVED 2022-09-13
NY RA APPROVED 2022-05-05
  • PA RA
    APPROVED
    Since 2025-09-18
  • NJ RA
    APPROVED
    Since 2022-09-15
  • CT RA
    APPROVED
    Since 2022-09-13
  • NY RA
    APPROVED
    Since 2022-05-05

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

1995 Broadway, New York, NY 10023-5882 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Brooklyn NY 12/2015 04/2017
Hsbc Securities (Usa) Inc Brooklyn NY 12/2015 04/2017
Td Bank N.A. New York NY 06/2017 03/2022
Td Private Client Wealth Llc New York NY 03/2022 Present
Unemployed Bronx NY 04/2017 06/2017
Td Bank N.A. New York NY 03/2022 Present
  • 12/2015 → 04/2017
    Hsbc Bank Usa
    Brooklyn, NY
  • 12/2015 → 04/2017
    Hsbc Securities (Usa) Inc
    Brooklyn, NY
  • 06/2017 → 03/2022
    Td Bank N.A.
    New York, NY
  • 03/2022 → Present
    Td Private Client Wealth Llc
    New York, NY
  • 04/2017 → 06/2017
    Unemployed
    Bronx, NY
  • 03/2022 → Present
    Td Bank N.A.
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-11
S65 Uniform Investment Adviser Law Examination 2022-05-05
  • S63 Uniform Securities Agent State Law Examination
    2025-08-11
  • S65 Uniform Investment Adviser Law Examination
    2022-05-05
Other Names
  • Julian Williams
  • Julian X Montaque-Williams
  • Julian X Williams
  • Julian Montaque-Williams
  • Julian Xavier Montaque-Williams
  • Julian Montaquewilliams

View on SEC IAPD

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