Christopher David Gibbs

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 11/2016
  Ameriprise Financial Services Inc
  Overland Park, KS
• 06/2018 → 10/2018
  Transamerica Financial Advisors, Inc
  Rolling Meadows, IL
• 04/2018 → 10/2018
  World Financial Group, Inc.
  Rolling Meadows, IL
• 12/2016 → 02/2017
  Unemployed
  Kansas City, MO
• 02/2017 → 03/2018
  Commerce Brokerage
  Clayton, MO
• 10/2018 → Present
  Wells Fargo Clearing Services Llc
  Overland Park, KS
• 04/2022 → Present
  Raymond James & Associates, Inc
  Overland Park, KS

Previous Registrations

• 2018-11-19 → 2022-04-23
  Wells Fargo Clearing Services, Llc
  Overland Park, KS
• 2018-06-05 → 2018-10-29
  Transamerica Financial Advisors, Llc
  Hoffman Estates, IL
• 2017-02-27 → 2018-04-02
  Commerce Brokerage Services, Inc.
  Leawood, KS
• 2015-11-11 → 2016-11-30
  Ameriprise Financial Services, Llc
  Leawood, KS

Exams

• S66 Uniform Combined State Law Examination
  2015-10-20