Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-11 |
| CT | RA | APPROVED | 2014-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 06/2014 | Present |
| Bank Of America, N.A. | Stamford | CT | 12/2014 | Present |
I*418812 For profit or not for profit: Entity Charitable Name of outside business organization: Penn State Alumni Council Investment related: N Address of business: university park, Pennsylvania, 16802, United States Nature of business: ["School, College or University"] Position, title, association: ["Committee","Officer"], [["Finance committee"]] Start date of relationship: 6/16/2023 Number of hours devoted: 40 hour(s) Yearly Number of hours devoted during trading hours: 0 I*2018273 Entity Type: Entity For Profit Name of OBA: Madd Merch Ltd Address:Lexington Kentucky Investment Related:No Position, Title, Association:Other Start Date:09/28/2024 No Hours: 12 Yearly No Hours during trading:0 Duties:The entity is a merchandise vendor for traveling concerts/festivals. I will be serving as a merchandise vendor for one day at a local music festival. my duties will include taking customer orders, keeping shelves stocked, and ringing out merchandise purchases
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-20 |
Reach out to this advisor