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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-11
CT RA APPROVED 2014-11-21
  • TX RA
    APPROVED_RES
    Since 2017-04-11
  • CT RA
    APPROVED
    Since 2014-11-21

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 06/2014 Present
Bank Of America, N.A. Stamford CT 12/2014 Present
Other Businesses

I*418812 For profit or not for profit: Entity Charitable Name of outside business organization: Penn State Alumni Council Investment related: N Address of business: university park, Pennsylvania, 16802, United States Nature of business: ["School, College or University"] Position, title, association: ["Committee","Officer"], [["Finance committee"]] Start date of relationship: 6/16/2023 Number of hours devoted: 40 hour(s) Yearly Number of hours devoted during trading hours: 0 I*2018273 Entity Type: Entity For Profit Name of OBA: Madd Merch Ltd Address:Lexington Kentucky Investment Related:No Position, Title, Association:Other Start Date:09/28/2024 No Hours: 12 Yearly No Hours during trading:0 Duties:The entity is a merchandise vendor for traveling concerts/festivals. I will be serving as a merchandise vendor for one day at a local music festival. my duties will include taking customer orders, keeping shelves stocked, and ringing out merchandise purchases

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-20
  • S66 Uniform Combined State Law Examination
    2014-11-20
Other Names
  • Justin Adamkeith Stevens

View on SEC IAPD

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