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Nicholas Elliott

Ameriprise Financial Services, LLC

Little Rock, AR

Alexander, AR

CRD 6365170

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-25
AR RA APPROVED 2016-11-29
  • TX RA
    APPROVED_RES
    Since 2019-03-25
  • AR RA
    APPROVED
    Since 2016-11-29

Branch Locations

22 Rahling Circle, Little Rock, AR 72223 • United States

Alexander, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 05/2015 11/2016
Bank Of America, N.A. Little Rock AR 09/2015 11/2016
Ameriprise Financial Services, Inc. Little Rock AR 11/2016 03/2020
Ameriprise Financial Services, Llc Little Rock AR 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-23
  • S66 Uniform Combined State Law Examination
    2015-03-23
Other Names
  • Nicholas Elliott
  • Nicholas Clay Elliott

View on SEC IAPD

Nearby Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore

Nearby Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

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