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Nicholas Elliott

Ameriprise Financial Services, LLC

Little Rock, AR

Alexander, AR

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-25
AR RA APPROVED 2016-11-29
  • TX RA
    APPROVED_RES
    Since 2019-03-25
  • AR RA
    APPROVED
    Since 2016-11-29

Branch Locations

22 Rahling Circle, Little Rock, AR 72223 • United States

Alexander, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 05/2015 11/2016
Bank Of America, N.A. Little Rock AR 09/2015 11/2016
Ameriprise Financial Services, Inc. Little Rock AR 11/2016 03/2020
Ameriprise Financial Services, Llc Little Rock AR 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-23
  • S66 Uniform Combined State Law Examination
    2015-03-23
Other Names
  • Nicholas Elliott
  • Nicholas Clay Elliott

View on SEC IAPD

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Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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