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Bryon David Brooks

Adaptive Advisory, LLC

Olathe, KS

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Current Employers
Adaptive Advisory, Llc

Olathe, KS • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2015-08-25
  • KS RA
    APPROVED
    Since 2015-08-25

Branch Locations

Olathe, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adaptive Advisory, Llc Shawnee KS 01/2015 Present
Other Businesses

Bryon Brooks is an operations consultant for small businesses. He started this in 2021. This is not an investment-related activity. He helps small businesses think through their operations and foresee risks or pain points in their operations. In some cases, he may earn equity in the business. He spends about 15 hours a month on this activity, of which about 5 hours a month are during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-03
  • S65 Uniform Investment Adviser Law Examination
    2015-06-03

View on SEC IAPD

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