Kellen Koichi Kaneshiro

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 08/2018
  Massmutual Life Insurance Company
  Honolulu, HI
• 07/2014 → 08/2018
  Mml Investors Services Llc
  Honolulu, HI
• 08/2018 → 03/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2018 → 03/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2024 → Present
  Lpl Financial Llc
  Honolulu, HI

Previous Registrations

• 2018-08-02 → 2024-03-08
  Cambridge Investment Research Advisors, Inc.
  Honolulu, HI
  Wailuku, HI
  Wailuku, HI
• 2015-02-23 → 2018-08-13
  Mml Investors Services, Llc
  Honolulu, HI

Other Businesses

1- 02/2024 / HAWAII BAPTIST ACADEMY / Coach / Not Investment Related / 72 hrs mth / 0 hrs during trading / Start date: 09/01/2012

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-30
• S63 Uniform Securities Agent State Law Examination
  2014-09-03

Other Names

• Kellen Kaneshiro