Kenneth Michael Bogert

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2026-07-23
CO	RA	APPROVED	2025-08-22
KY	RA	APPROVED	2025-06-24
TX	RA	APPROVED_RES	2024-05-22
CT	RA	APPROVED	2024-05-20
CA	RA	APPROVED	2024-03-27
NY	RA	APPROVED	2021-04-16
NC	RA	APPROVED	2018-11-13
PA	RA	APPROVED	2018-02-26
SC	RA	APPROVED	2017-08-28
MA	RA	APPROVED	2017-08-07
NH	RA	APPROVED	2016-07-13
GA	RA	APPROVED	2016-02-25
FL	RA	APPROVED	2015-08-07
NJ	RA	APPROVED	2015-07-23

DE RA
APPROVED

Since 2026-07-23
CO RA
APPROVED

Since 2025-08-22
KY RA
APPROVED

Since 2025-06-24
TX RA
APPROVED_RES

Since 2024-05-22
CT RA
APPROVED

Since 2024-05-20
CA RA
APPROVED

Since 2024-03-27
NY RA
APPROVED

Since 2021-04-16
NC RA
APPROVED

Since 2018-11-13
PA RA
APPROVED

Since 2018-02-26
SC RA
APPROVED

Since 2017-08-28
MA RA
APPROVED

Since 2017-08-07
NH RA
APPROVED

Since 2016-07-13
GA RA
APPROVED

Since 2016-02-25
FL RA
APPROVED

Since 2015-08-07
NJ RA
APPROVED

Since 2015-07-23

Branch Locations

River Place Executive Center 1 River Road, Suite 101, Brielle, NJ 08730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United Lacrosse	Little Silver	NJ	06/2012	Present
Park Avenue Securities Llc	Brielle	NJ	02/2015	Present
Guardian Life Insurance	Brielle	NJ	02/2015	Present

06/2012 → Present

United Lacrosse

Little Silver, NJ
02/2015 → Present

Park Avenue Securities Llc

Brielle, NJ
02/2015 → Present

Guardian Life Insurance

Brielle, NJ

Other Businesses

1. Insurance other than Guardian Broker, I am licensed to sell term insurance from companies other than Guardian when a client requires an inexpensive term policy. Start: 06/01/2016 Address: 1 River Rd, Suite 101, Brielle, NJ 08730 25 bus hrs per month Investment related >10% annual compensation

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-30

S66 Uniform Combined State Law Examination

2015-06-30

View on SEC IAPD