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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-05-28 |
Branch Locations
2100 South Utica Avenue Suite 100, Tulsa, OK 74114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Tulsa | OK | 07/2014 | Present |
1. MICHAEL DYLAN KING; 1727 W 109TH ST S JENKS OK 74037; MAKING CUSTOM FOOTBALL HELMETS; I CREATE MINI HELMETS FOR ONLINE CONSUMERS. I DO THIS BUSINESS AT MY HOUSE. IT IS NOT AN INVESTMENT BASED BUSINESS. I AM THE OWNER AND THE CREATOR OF THESE HELMETS. ON A AVERAGE I SPEND MAYBE 2 HOURS A WEEK ON A WEEKEND TO FILL MY ORDERS; AFFILIATION STARTED 01/01/2013; NOT DURING SECURITIES TRADING HOURS. 2. MICHAEL DYLAN KING; 1727 W 109TH ST S JENKS OK 74037; COACHING BASKETBALL; AFFILIATION STARTED 11/10/2014; 4 HOURS PER WEEK; NOT DURINGS SECURITIES TRADING HOURS. 3. Daily Family YMCA; 7910 E 134th St S, Bixby, OK 74008; The local YMCA; Board Member; Advise the board on programs and help raise money for charity; 04/03/2017; 2.00 Hour(s) Per Month; Not Investment-Related 4. Michael Dylan King; 1727 W 109 St S Jenks OK 74037; Tulsa Referral Network; President; To lead the local referral business group; 01/01/2018; 1.00 Hour(s) Per Week; During securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-20 |
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