Scott W Liggett

Current Employers

Employment History

• 07/2010 → 04/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 06/2006 → 10/2017
  Lawing Financial Inc.
  Overland Park, KS
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → 12/2018
  Private Client Services
  Louisville, KY

Previous Registrations

• 2006-06-05 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS

Other Businesses

1) CHRISTIAN YOUTH THEATER. 6800 W153RD ST, SUITE A, OVERLAND PARK, KS 66223. DIRECTOR. 5 HOURS/MO; 0 DURING TRADING HOURS. 2) ATTORNEY. PO BOX 59, SHAWNEE MISSION, KS 66201, INACTIVE KANASAS BAR MEMEBER, 0 HOURS/MO; 0 DURING TRADING HOURS. 3) NON INVESTMENT RELATED INSURANCE SALES THRU VARIOUS CARRIERS. 4) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 5) Brown, Winick, Graves, Gross, Baskerville & Schoenebaum PLC, 666 Grand Avenue, Suite 2000, Des Moines, IA 50309, Role: Potentially may serve as an expert witness in pending litigation. 10/20 hours per month during business / trading hours and compensation is less than 1% of annual income.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-01
• S63 Uniform Securities Agent State Law Examination
  2006-05-05