Bradley Farrell Richardson

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  Stifel Nicolaus & Co Inc
  Charlotte, NC

Other Businesses

1. Rental Property; 102 Round Hill Road, Chapel Hill, NC 27514; Joint Owner; Management of rental; 03/29/2021; 10 Hours per Month; Not During Securities Trading Hours; Investment-Related. 2. Charlotte Regional Transportation Planning Organization; 600 East 4th Street Charlotte, NC 28202; Transportation planning for the Charlotte Metro Region; Chairman; Board management and oversight; 02/01/2022; 10hrs/mth; During securities trading hours; Not investment related 3. Town of Stallings; 315 Stallings Road Stallings, NC 28104; unit of local government; Mayor Pro Term; Review of town manager, policy development, budget approval, land development and zoning decisions; 11/01/2019; 4hrs/wk; During securities trading hours; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2014-09-18

Designations

• Certified Financial Planner

Other Names

• Brad Farrell Richardson
• Brad Richardson