Raymond John Stein

Employer firm

New Light Financial CRD 325546

$31.0M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 04/2023
  Asset Protect One, Inc
  Westminster, CO
• 07/2014 → 08/2019
  Horter Investment Management, Llc
  Cincinnati, OH
• 06/2014 → 04/2023
  Apo Financial, Inc.
  Westminster, CO
• 08/2019 → 04/2023
  Apo Financial Services, Llc
  Westminster, CO
• 06/2023 → Present
  New Light Financial
  Englewood, CO
• 06/2023 → Present
  New Light Services
  Englewood, CO

Previous Registrations

• 2023-06-23 → 2025-12-31
  New Light Financial
  Englewood, CO
• 2019-08-09 → 2023-04-12
  Apo Financial Services, Llc
  Westminster, CO
• 2014-07-01 → 2019-08-13
  Horter Investment Management, Llc
  Broomfield, CO
  Boulder, CO
  Longmont, CO
  Cincinnati, OH
  Greenwood Village, CO
  Westminster, CO

Other Businesses

1) NEW LIGHT SERVICES LLC; NON-INVESTMENT RELATED; 9800 MOUNT PYRAMID COURT SUITE 340, ENGLEWOOD, CO 80112; LICENSED INSURANCE AGENT; START DATE: 06/2023; 160 HOURS PER MONTH, DURING TRADING HOURS; I SELL ANNUITIES AND LIFE INSURANCE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-10-11

Designations

• Certified Financial Planner

Other Names

• Raymond Stein
• Ray Stein