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Raymond John Stein

New Light Financial

Englewood, CO

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Current Employers
New Light Financial

9800 Mt Pyramid Court Suite 340, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-09
  • CO RA
    APPROVED
    Since 2026-01-09

Branch Locations

9800 Mt Pyramid Court Suite 340, Englewood, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Protect One, Inc Westminster CO 09/2013 04/2023
Horter Investment Management, Llc Cincinnati OH 07/2014 08/2019
Apo Financial, Inc. Westminster CO 06/2014 04/2023
Apo Financial Services, Llc Westminster CO 08/2019 04/2023
New Light Financial Englewood CO 06/2023 Present
New Light Services Englewood CO 06/2023 Present
Previous Registrations
Other Businesses

1) NEW LIGHT SERVICES LLC; NON-INVESTMENT RELATED; 9800 MOUNT PYRAMID COURT SUITE 340, ENGLEWOOD, CO 80112; LICENSED INSURANCE AGENT; START DATE: 06/2023; 160 HOURS PER MONTH, DURING TRADING HOURS; I SELL ANNUITIES AND LIFE INSURANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-11
  • S65 Uniform Investment Adviser Law Examination
    2013-10-11
Designations
Other Names
  • Raymond Stein
  • Ray Stein

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