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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| IN | RA | APPROVED | 2017-04-18 |
Branch Locations
8910 Purdue Rd Ste 705, Indianapolis, IN 46268 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Indianapolis | IN | 07/2014 | Present |
| The Centennial Group | Indianapolis | IN | 02/2015 | Present |
| Principal Securities Inc | Indianapolis | IN | 03/2016 | Present |
| Aligned Dental Advisors | Indianapolis | IN | 11/2022 | Present |
| Aligned Wealth Management | Indianapolis | IN | 01/2023 | Present |
***OUTSIDE INSURANCE, LIFE, DI,2/26/15. **Group Benefits, Health, DI, Life, 2/15/16. ***Jewell Real Assets LLC; Not Investment Related; Carmel, IN; Owner; passive rental property, sole owner, llc does not currently own any other properties; Start Date: 10/16/2019; 4 hrs per month; 0 during trading hours. GRANT'S GIANTS POSITION: Financial Chair - Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 3586 Seminole Dr, Carmel IN 46032, United States DESCRIPTION: I am the Financial Chair on the Board Member for Grant's Giants Pompe non-profit. Our objective is to raise funds to assist children and their families impact by Pompe disease. To date, we plan to hold an annual fund raising event, as well as a golf outing. My duties include administrative assistance, book keeping, & event planning. We raise money through the sale of merchandise, event proceeds, and we take donations. Multiple signatures are required on checks written.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-05 |
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