Herbert Dwayne Kyles

Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 09/2018
  Aspencross Wealth Management
  Westborough, MA
• 09/2018 → 11/2020
  Santander Investment Services
  West Roxbury, MA
• 11/2020 → 05/2024
  Charles Schwab & Co., Inc.
  Boston, MA
• 05/2024 → Present
  Farther Finance Advisors
  Overland Park, KS

Previous Registrations

• 2021-01-05 → 2024-06-05
  Charles Schwab & Co., Inc.
  Boston, MA
• 2018-10-02 → 2020-11-27
  Santander Securities Llc
  East Milton, MA
  Westwood, MA
  Braintree, MA
  Plymouth, MA
  West Roxbury, MA
  Abington, MA
  Boston, MA
  Chestnut Hill, MA
  Wellesley, MA
  Needham, MA
  Brookline, MA
  Needham, MA
  Natick, MA
  Boston, MA
  West Newton, MA
  Newtonville, MA
  Watertown, MA
• 2018-03-19 → 2018-10-10
  Finivi Inc.
  Westborough, MA
• 2016-05-13 → 2018-03-14
  Signator Investors, Inc.
  Westborough, MA

Other Businesses

Independent Insurance Agent; not investment-related; started 05/2014; approximately <1 hour per month, <1 hour during securities trading hours. Name of other business: Bizora; Is business Investment related: No; Address of other business: 530 Technology Dr Suite 100, Irvine CA 92618; Nature of other business: Tax Research & Scenario Analysis; Your position: Advisor Council Member; Start date of relationship: Once approved; Approx. # of hours /month devote to other business: 30 mins. Per month; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: Provide feedback on strategic direction of business and demo beta features.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-03-16
• S63 Uniform Securities Agent State Law Examination
  2014-10-03

Designations

• Certified Financial Planner

Other Names

• Herbert D Kyles
• Herbert Dwayne Kyles