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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-15 |
| CA | RA | APPROVED | 2022-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Fullerton | CA | 06/2014 | 02/2021 |
| Jpmorgan Chase Bank | Fullerton | CA | 12/2011 | 02/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Anaheim | CA | 02/2022 | Present |
| United Parcel Service | Anaheim | CA | 02/2022 | Present |
| Unemployed | Garden Grove | CA | 03/2021 | 01/2022 |
| Fedex Freight | Anaheim | CA | 01/2022 | 02/2022 |
| Bank Of America, N.A. | Anaheim | CA | 07/2022 | Present |
I*762253 For profit or not for profit: Entity For Profit Name of outside business organization: UPS Investment related: N Address of business: Anaheim, California, 92805 Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 2/28/2022 Number of hours devoted: 20 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Logistics Company- role is a package handler loading up trucks with packages.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-08 |
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