Brandon Jason Avergon

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-07-17

MA RA
APPROVED

Since 2024-07-17

Branch Locations

Framingham, MA • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brookwood Securities Partners	Boston	MA	03/2016	05/2021
Spearhead Capital, Llc	Beverly	MA	05/2021	05/2022
Spearhead Capital Advisors, Llc	Beverly	MA	05/2021	05/2022
Rockefeller Financial Llc	Beverly	MA	06/2022	01/2023
Rampart Consulting Group	Framingham	MA	01/2023	Present
Trust Consulting	Framingham	MA	01/2023	Present
International Insurance Consulting	Framingham	MA	01/2023	Present
The Leaders Group Inc	Littleton	CO	05/2024	Present

03/2016 → 05/2021

Brookwood Securities Partners

Boston, MA
05/2021 → 05/2022

Spearhead Capital, Llc

Beverly, MA
05/2021 → 05/2022

Spearhead Capital Advisors, Llc

Beverly, MA
06/2022 → 01/2023

Rockefeller Financial Llc

Beverly, MA
01/2023 → Present

Rampart Consulting Group

Framingham, MA
01/2023 → Present

Trust Consulting

Framingham, MA
01/2023 → Present

International Insurance Consulting

Framingham, MA
05/2024 → Present

The Leaders Group Inc

Littleton, CO

Previous Registrations

2022-06-13 → 2023-01-31

Rockefeller Financial Llc

Atlanta, GA

Beverly, MA

Beverly, MA
2021-10-06 → 2022-06-30

Spearhead Capital Advisors, Llc

Wellington, FL

Beverly, MA

Other Businesses

1.) TRUST CONSULTING - 1/14/2023 - 186 Edmands Road, Framingham, MA 01701 - President, Serving as a consultant to clients regarding trusts, Not Invt Rel, Trust Consulting, 40 hrs/mo; 40 hrs/mo (during trading hours). 2.) INTERNATIONAL INSURANCE CONSULTING - 1/14/2023 - 186 Edmands Road, Framingham, MA 01701 - President, Serving as a consultant to clients regarding international insurance, Not Invt Rel, International insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3.) RAMPART CONSULTING GROUP - 1/14/2023 - 186 Edmands Road, Framingham, MA 01701 - President, Insurance consulting, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 4.) TLG ADVISORS INC - 5/23/2024 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-17

S66 Uniform Combined State Law Examination

2021-09-17

View on SEC IAPD