Elvis Hoxha

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 05/2018
  Transamerica Financial Advisors, Inc
  Oakbrook Terrace, IL
• 02/2017 → 05/2017
  World Financial Group, Inc.
  Oakbrook Terrace, IL
• 03/2015 → 04/2018
  Graymont Medical
  Chicago, IL
• 05/2018 → 03/2019
  Morgan Stanley
  Chicago, IL
• 03/2015 → 04/2018
  Smith & Nephew
  Chicago, IL
• 05/2018 → 03/2019
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 04/2019 → 11/2021
  Assetmark Financial, Inc
  Chicago, IL
• 04/2019 → 11/2021
  Assetmark Brokerage, Llc
  Chicago, IL
• 11/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 02/2022 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2019-05-21 → 2021-11-11
  Assetmark, Inc.
  Chicago, IL
  Concord, CA
• 2018-05-23 → 2019-03-06
  Morgan Stanley
  Chicago, IL
  Chicago, IL
• 2017-08-31 → 2018-05-24
  Transamerica Financial Advisors, Llc
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL
• 2014-12-15 → 2015-03-24
  Mcadam Llc
  Chicago, IL
  Radnor, PA

Exams

• S66 Uniform Combined State Law Examination
  2017-08-29